Asset Management       

Maintaining compliance with regulatory requirements is one of the major obstacles that Investment Managers, Brokers and Financial Advisors are facing before jumping into social media. If you haven’t heard your Legal & Compliance department say they don’t have the people necessary to monitor all of the firm’s social media, then …

 Announcements       

Each week there are a number of stories and developments that, for one reason or another, don’t find their way into a full-length posting on the EverydayTenacity. Here’s a recap of what I was Tweeting this week @everydtenacity:

Listening to Digital Strategy for Financial Services Marketing http://www.brighttalk.com/webcast/21684 @brighttalk …

 Announcements       

The second quarter of 2010 here on EverydayTenacity.com saw some peaks and valleys as I balanced the launch of a new website at work while continuing to keep up on the Investment Management industry. Overall Q2 2010 had a total of 23 posts as well as a completion of the …

 Asset Management       

One Asset Management firm increased their Assets Under Management (‘AUM’) by 40% between March 31, 2009 and April 2010. So what firm is posting such strong growth and what factors contributed to their success?

 Asset Management       

Every Investment Manager has an “About Us” page. The problem with an “About Us” page is exactly what internet marketing is not supposed to be… it is about the company instead of the consumer or client reading visiting your site.

 Industry News       

The Securities and Exchange Commission voted 5-0 on June 16, 2010 to subject target date fund offerings to new disclosure requirements, aiming to improve the product transparency and knowledge of individual investors. Let’s look at the disclosure highlights as well as additional media and industry coverage.

 Announcements,Industry News       

LinkedIn’s “Follow Company” feature launched in May 2010 and it is something that will come in quite handy. The “Follow Company” feature will be a great way to track developments at Investment Managers.

 Asset Management,Industry News       

Courtesy of Investment News: Goldman Sachs Asset Management, one of the nation’s largest managers of defined-benefit assets, is now looking to expand its Defined Contribution business. By using an open-architecture customized glide path, Goldman hopes to target advisors who don’t have the internal capability to build an asset allocation model.

 Asset Management       

Data recently collected by the Pew Research Center in January 2010 shows strong Twitter usage by the Millennial generation (ages 18 – 29). As an investment manager, this is all the more reason to be clear what goals and audience you should have in mind when using Twitter.

 Announcements       

In FactRight LLC’s most recent newsletter, EverydayTenacity was called upon to provide a synopsis of FINRA’s Regulatory Notice 10-06 on social media.
It is my pleasure to provide a reprint here and be sure to check out FactRight’s independent research to broker dealers and registered reps.
FINRA 10-06 social media_issues
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