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	<title>everydaytenacity.com &#187; FINRA</title>
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		<title>FINRA Notice 11-39: Interpreting the finer points of social media guidance</title>
		<link>http://everydaytenacity.com/asset-management-marketing/finra-11-39-finer-points-social-media-guidance</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/finra-11-39-finer-points-social-media-guidance#comments</comments>
		<pubDate>Tue, 23 Aug 2011 23:00:15 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[Industry News]]></category>
		<category><![CDATA[compliance]]></category>
		<category><![CDATA[financial advisor]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[regulatory]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>
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		<guid isPermaLink="false">http://everydaytenacity.com/?p=1933</guid>
		<description><![CDATA[Following up on Regulatory Notice 10-06, &#8216;FINRA&#8217;, the Financial Industry  Regulatory Authority, has recently posted new guidance in the form of notice 11-39 on its website. The guidance attempts to answer additional questions regarding the original application of the rules as well as the finer points on how companies ...]]></description>
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		<slash:comments>1</slash:comments>
		</item>
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		<title>Stepping up scrutiny of Social Media</title>
		<link>http://everydaytenacity.com/asset-management-marketing/sec-scrutiny-of-social-media</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/sec-scrutiny-of-social-media#comments</comments>
		<pubDate>Tue, 15 Feb 2011 22:15:05 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[compliance]]></category>
		<category><![CDATA[financial advisor]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[regulatory]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=1627</guid>
		<description><![CDATA[The SEC has followed the footsteps of FINRA&#8217;s 10-06 guidelines on social media by now asking some investment advisory firms for information regarding social media.

Back in early December 2010, news started going around social media circles about an SEC &#8220;sweep letter&#8221; that it seems some registered investment advisory firms have ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/sec-scrutiny-of-social-media/feed</wfw:commentRss>
		<slash:comments>2</slash:comments>
		</item>
		<item>
		<title>Financial Advisors get help connecting with their clients</title>
		<link>http://everydaytenacity.com/industry-news/financial-advisors-marketing-communications-help</link>
		<comments>http://everydaytenacity.com/industry-news/financial-advisors-marketing-communications-help#comments</comments>
		<pubDate>Tue, 19 Oct 2010 22:15:06 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Industry News]]></category>
		<category><![CDATA[client communications]]></category>
		<category><![CDATA[financial advisor]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[press release]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=1380</guid>
		<description><![CDATA[Many financial advisors who are independent or work for small to mid-size wealth managers do not have the luxury of an in-house marketing, research and writing staff. Now, advisors facing this situation are going to get assistance running a successful marketing and communication plan.

Potential Service Offering for Financial Advisors?
Instead of ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/industry-news/financial-advisors-marketing-communications-help/feed</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Go ahead and &#8220;Tell a Friend&#8221; &#8211; launch of innovative marketing on Facebook</title>
		<link>http://everydaytenacity.com/asset-management-marketing/tell-a-friend-innovative-marketing-facebook</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/tell-a-friend-innovative-marketing-facebook#comments</comments>
		<pubDate>Thu, 09 Sep 2010 21:30:26 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[compliance]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[social media]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=1287</guid>
		<description><![CDATA[At least one investment manager continues to innovate in the social media space. The latest innovation is from Vanguard where they have figured out a way of having their clients do marketing for them through Facebook.


Go ahead and &#8220;Tell a Friend&#8221;
Just released is a new application on Vanguard&#8217;s Facebook profile ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/tell-a-friend-innovative-marketing-facebook/feed</wfw:commentRss>
		<slash:comments>3</slash:comments>
		</item>
		<item>
		<title>Top 5 Challenges incorporating social technologies into Financial Services</title>
		<link>http://everydaytenacity.com/asset-management-marketing/top-5-challenges-social-technologies-financial-services</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/top-5-challenges-social-technologies-financial-services#comments</comments>
		<pubDate>Thu, 22 Jul 2010 21:29:06 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[asset management]]></category>
		<category><![CDATA[challenges]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>
		<category><![CDATA[technology]]></category>
		<category><![CDATA[Web 2.0]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=1065</guid>
		<description><![CDATA[What do industry experts identify as the top 5 challenges of incorporating social technologies into Financial Services? As a result of moderating a recent interactive round-table discussion, we can now find what the top challenges are! Read on to learn more&#8230;


I recently attended a Business Development Institute (&#8216;BDI&#8217;) conference on ...]]></description>
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		<slash:comments>8</slash:comments>
		</item>
		<item>
		<title>Summary of Social Media Compliance &amp; Supervision Solutions</title>
		<link>http://everydaytenacity.com/asset-management-marketing/social-media-compliance-supervision-solutions</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/social-media-compliance-supervision-solutions#comments</comments>
		<pubDate>Thu, 08 Jul 2010 11:30:58 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[client communications]]></category>
		<category><![CDATA[compliance]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>
		<category><![CDATA[technology]]></category>
		<category><![CDATA[Web 2.0]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=973</guid>
		<description><![CDATA[Maintaining compliance with regulatory requirements is one of the major obstacles that Investment Managers, Brokers and Financial Advisors are facing before jumping into social media. If you haven&#8217;t heard your Legal &#38; Compliance department say they don&#8217;t have the people necessary to monitor all of the firm&#8217;s social media, then ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/social-media-compliance-supervision-solutions/feed</wfw:commentRss>
		<slash:comments>15</slash:comments>
		</item>
		<item>
		<title>EverydayTenacity provides FactRight with insight on FINRA &amp; Social Media</title>
		<link>http://everydaytenacity.com/announcements/factright-insight-finra-social-media</link>
		<comments>http://everydaytenacity.com/announcements/factright-insight-finra-social-media#comments</comments>
		<pubDate>Tue, 25 May 2010 11:13:33 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Announcements]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=784</guid>
		<description><![CDATA[In FactRight LLC&#8217;s most recent newsletter, EverydayTenacity was called upon to provide a synopsis of FINRA&#8217;s Regulatory Notice 10-06 on social media.
It is my pleasure to provide a reprint here and be sure to check out FactRight&#8217;s independent research to broker dealers and registered reps.
FINRA 10-06 social media_issues
View more documents ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/announcements/factright-insight-finra-social-media/feed</wfw:commentRss>
		<slash:comments>1</slash:comments>
		</item>
		<item>
		<title>Top Social Media sites targeted by Investment Managers</title>
		<link>http://everydaytenacity.com/asset-management-marketing/top-social-media-sites-targeted-by-investment-managers</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/top-social-media-sites-targeted-by-investment-managers#comments</comments>
		<pubDate>Fri, 16 Apr 2010 23:53:21 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[social media policy]]></category>
		<category><![CDATA[technology trends]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=666</guid>
		<description><![CDATA[Financial Advisors as well as Investment Managers are increasingly establishing their digital presence on a number of the top social media sites now that they have had some time to digest the rules established by FINRA&#8217;s 10-06 regulatory notice. Read on to see what are the top sites.


FINRA published their ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/top-social-media-sites-targeted-by-investment-managers/feed</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Online Trust &#8211; What it means for Investment Managers</title>
		<link>http://everydaytenacity.com/asset-management-marketing/online-trust-what-it-means-for-investment-managers</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/online-trust-what-it-means-for-investment-managers#comments</comments>
		<pubDate>Mon, 05 Apr 2010 17:10:05 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[client communications]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[social media]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=628</guid>
		<description><![CDATA[It comes as no surprise that much of the investment management industry continues to be perceived negatively by the general public, whether due to perceptions on executive pay or investment returns. However, investment managers, particularly those who are independent and free from conflicts of interest, such as proprietary trading, can ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/online-trust-what-it-means-for-investment-managers/feed</wfw:commentRss>
		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Enabling Financial Advisor and Consumer Interaction</title>
		<link>http://everydaytenacity.com/asset-management-marketing/enabling-financial-advisor-and-consumer-interaction</link>
		<comments>http://everydaytenacity.com/asset-management-marketing/enabling-financial-advisor-and-consumer-interaction#comments</comments>
		<pubDate>Fri, 26 Mar 2010 20:41:56 +0000</pubDate>
		<dc:creator>Adam Verchinski</dc:creator>
				<category><![CDATA[Asset Management]]></category>
		<category><![CDATA[asset management]]></category>
		<category><![CDATA[challenges]]></category>
		<category><![CDATA[collaboration]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[marketing]]></category>
		<category><![CDATA[networking]]></category>
		<category><![CDATA[social media]]></category>
		<category><![CDATA[technology]]></category>

		<guid isPermaLink="false">http://everydaytenacity.com/?p=560</guid>
		<description><![CDATA[Fabeetle.com is a website now in beta mode that enables consumers and Financial Advisors to interact in an online platform that takes into account some of the regulatory and compliance challenges posed by FINRA and the SEC. Today we learn more about Fabeetle.com and provide some suggested enhancements.


Background:
Fabeetle.com is a ...]]></description>
		<wfw:commentRss>http://everydaytenacity.com/asset-management-marketing/enabling-financial-advisor-and-consumer-interaction/feed</wfw:commentRss>
		<slash:comments>2</slash:comments>
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